Securities Statistics
Tracking # |
24-01838-FOIA |
Submitted | March 19, 2024 |
Due | April 16, 2024 |
Est. Completion | None |
MuckRock users can file, duplicate, track, and share public records requests like this one. Learn more.
Communications
From: Sherman McCall
To Whom It May Concern:
Pursuant to the Freedom of Information Act, I hereby request the following records:
Any summary statistics or reports available on Russian securities (stocks, ADRs, bonds, EFTs and mutual funds) traded on US exchanges before Russian sanctions began in February 2022. Please include: 1. Market value of securities before sanctions 2. Market losses following sanctions 3. Percentage of these securities owned by politically connected persons in the Russia Federation 4. Percentage of securities owned by Russian citizens vs. US citizens vs. third country citizens 5. Value, dates and ownership of very large sales of Russian securities during February 2022 6. Statistics on the dates and value of short sales and options trades during February 2022 7. Estimated percent of total Russian security value traded on US exchanges before sanctions
The requested documents will be made available to the general public, and this request is not being made for commercial purposes.
In the event that there are fees, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. I would prefer the request filled electronically, by e-mail attachment if available or CD-ROM if not.
Thank you in advance for your anticipated cooperation in this matter. I look forward to receiving your response to this request within 20 business days, as the statute requires.
Sincerely,
Sherman McCall
From: Securities and Exchange Commission
Your request was successfully submitted and sent to the appropriate SEC division or office.
Back to form https://www.sec.gov/forms/request_public_docs
From: Securities and Exchange Commission
None
From: Muckrock Staff
To Whom It May Concern:
I wanted to follow up on the following Freedom of Information Act request, copied below, and originally submitted on March 20, 2024. Please let me know when I can expect to receive a response. You had assigned it reference number #24-01838-FOIA.
Thanks for your help, and let me know if further clarification is needed.
From: Securities and Exchange Commission
Mr. McCall,
Thank you for following up. We are still waiting on responses from other program offices to determine any potentially responsive records.
Once we receive their responses, we will have a better understanding of a timeframe for response to your request.
If you have any questions in the meantime, please contact me directly. Thank you for your patience.
Curtis
Curtis Neilson
FOIA Research Specialist
U.S. Securities & Exchange Commission
Office of FOIA Services
100 F Street, NE
Washington, D.C. 20549-2465
Office: (202) 551-3149
Fax: (202) 772-9337
-
image001
Files
pages