Re: 15-00028-OIG (nefarious behavior of SEC employees)

Kyle Broderick filed this request with the Securities and Exchange Commission of the United States of America.
Tracking #


Est. Completion None
Fix Required


From: Taylor Amarel

To Whom It May Concern:

This is a request under the Freedom of Information Act. I hereby request the following records:

I would like copies of FOIA 15-00028-OIG to be disclosed for public viewing. Please include the FOIA processing notes, original request, disclosed documents, and response letters. Documents should be provided in email attachments such that they can be uploaded to the Muckrock processing system.

The requested documents will be made available to the general public, and this request is not being made for commercial purposes.

In the event that fees cannot be waived, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. I would prefer the request filled electronically, by e-mail attachment if available or CD-ROM if not.

Thank you in advance for your anticipated cooperation in this matter. I look forward to receiving your response to this request within 20 business days, as the statute requires.


Taylor Amarel

From: Schultz, Natasha


From: Taylor Amarel

To whom this may concern,

To appropriately process this request. Please send the documents to the MuckRock PO Box via CD.

Thank you.

From: Securities and Exchange Commission

A cover letter granting the request and outlining any exempted materials, if any.

From: Securities and Exchange Commission

A copy of documents responsive to the request.

From: Taylor Amarel

United States Securities And Exchange Commission 100 F Street, NE
Washington, D.C. 20549
Office of Freedom of Information Act (FOIA) Services ATTN: FOIA Records Officer
FOIA Office: (202) 551­7900
Freedom Of Information Act Request
For the immediate attention and review of a FOIA Records Officer:

To whom this may concern,

Pursuant to the Freedom Of Information Act, I am hereby requesting copies of the following documents, as described immediately below:

1. The average time it took for the OWB staff to initially review tips, complaints, and referrals once they were received, and the percent of tips, complaints, and referrals reviewed within three days from July 1, 2013 ­ June 30, 2015.

Further, pursuant to the Freedom of Information Act and United States Securities And Exchange Commission rules and regulations, as well as legal precedence, I am requesting the following:

1. A complete response be provided to me within 20 days of receipt of this letter.
2. Provide me with the documents and responses in electronic format to
this email to avoid copying or document reproduction costs.
3. According to SEC Agency/Docket Numbers: Release No. 34­75388 and File No.
S7­07­14, please do not bill me for any request where “where the costs of collecting and processing the fee are likely to equal or exceed the amount of the fee or where the requester has met the requirements for a statutory fee waiver.”
4. If the FOIA request is likely to exceed $80, please provide me with an estimate of the fees and give me the opportunity to reduce the scope of my request.

Sincerely Yours,

From: Securities and Exchange Commission

To Whom It May Concern:

I processed the FOIA request referred to in your email below.