Investigation report pertaining to former IG David Kotz

Michael Morisy filed this request with the Securities and Exchange Commission of the United States of America.


From: Michael Morisy

To Whom It May Concern:

This is a request under the Freedom of Information Act. I hereby request the following records:

The investigation report pertaining to former IG
David Kotz.  This report has been described in press reports, such as here:

I request expedited treatment because the report has already been released
to the press and thus no processing or handling would be required, and
because it has not been published in the SEC FOIA Reading Room.

I also request that, if appropriate, fees be waived as I believe this request is in the public interest. The requested documents will be made available to the general public free of charge as part of the public information service at, processed by a representative of the news media/press and is made in the process of news gathering and not for commercial usage.

In the event that fees cannot be waived, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. I would prefer the request filled electronically, by e-mail attachment if available or CD-ROM if not.

Thank you in advance for your anticipated cooperation in this matter. I look forward to receiving your response to this request within 20 business days, as the statute requires.


Michael Morisy

From: Hansen, Joel

From: Siford, Mark P.

Mr. Morisy,

Attached please find the final response to your FOIA request.

From: Cuthbertson, Betsy