Cybersecurity Communication And Plans (Past And Present Documents)

Kyle Broderick filed this request with the Securities and Exchange Commission of the United States of America.

It is a clone of this request.

Tracking # 15-02251-FOIA
Due May 28, 2015
Est. Completion None
Status
Awaiting Response

Communications

From: Taylor Amarel

To Whom It May Concern:

This is a request under the Freedom of Information Act. I hereby request the following records:

To whom this regards, I would like copies of all emails to and from the following individuals that contain any of the below keywords:

SEC Staff:
Jane Jarcho Named Head of SEC’s Investment Adviser/Investment Company Examination Program
David Glockner, director of the SEC’s Chicago regional office

Search Keywords
"cyber"
"cybersecurity"
"cyber security"
"security"
"hacked"
"account takeover"
"scottrade"
"ACH"
"ach"
"NACHA"
"credentials"
"two factor"
"two-factor"
"authentication"
"verisign"
"vendors and third parties"
"authentication procedures"
"logins"
"firewalls"

The requested documents will be made available to the general public free of charge as part of the public information service at MuckRock.com, and is not being made for commercial usage.

In the event that fees cannot be waived, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. I would prefer the request filled electronically, by e-mail attachment if available or CD-ROM if not.

Thank you in advance for your anticipated cooperation in this matter. I look forward to receiving your response to this request within 20 business days, as the statute requires.

Sincerely,

Taylor Amarel

From: Fulton, Charlotte


None

From: Fulton, Charlotte


None

From: Taylor Amarel

To whom this may concern,

I am requesting an additional 45 day extension to respond with an appeal and possible payment.

Granted, I am one of the victims of "identity theft" and "Cybersecurity" fraud I do not have a checking account and it is thus impossible for me to make payment at this time.

I appreciate your patience and understanding in these matters.

Thank you.

From: foiapa

Dear Mr. Amarel:

When writing this office about your request please reference the tracking number we assigned to the request. This avoids delays in routing your message to the appropriate Research Specialist.

Thank you,
Office of FOIA Services
202-551-7900

From: Osborne, Sonja


None

  • Freedom of Information Act (FOIA) Request 15-02251-FOIA and 15-02252-F

From: Osborne, Sonja

Good afternoon, Mr. Amarel,

I am the Specialist assigned to your FOIA request submitted to the SEC on March 7, 2015, which has been divided into two separate requests. May I have a timeframe in which you would like for us to search.
Thanks,
Sonja Osborne
Lead Research Specialist
Office of FOIA Services
Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549
(202) 551-8371
osbornes@sec.gov

From: Taylor Amarel

To answer your requests, the tracking numbers as mentioned in this MuckRock thread - https://www.muckrock.com/foi/united-states-of-america-10/cybersecurity-communication-and-plans-past-and-present-documents-16582/#files: are as follows:

15-02251-FOIA & 15-02252-FOIA

The date of these documents should be from January 1 2012 to present day.

Thank you.

From: Taylor Amarel

To follow up on any confusion,

RE: 15-02251-FOIA & 15-02252-FOIA

Please let me know if any additional action is needed from me. Furthermore, I am requesting expedited processing.

Thank you.

From: Osborne, Sonja


None

  • FOIA Response 15-02251-FOIA and 15-02252-FOIA Expedited Processing Re

From: Ovall, Jeffery

Good morning, Mr. Amarel.  Please see the attached letter in reference to a FOIA request you submitted to the SEC on March 7, 2015.
Sincerely,
Jeff Ovall
FOIA Branch Chief
FOIA/Privacy Act Office
Securities and Exchange Commission
100 F Street, NE
Room 2738, Station Place 2
Washington, DC  20549 Phone  (202) 551-6376 Ovallj@sec.gov

  • Freedom of Information Act (FOIA) Request Nos. 15-02251-FOIA and 15-02

From: Osborne, Sonja

Good morning, Mr. Amarel.  Please see the attached letter in refernece to a FOIA request you submitted to the SEC on March 7, 2015.
Sincerely,
Sonja Osborne
FOIA Lead Research Specialist
Office of FOIA Services
U.S. Securities & Exchange Commission
100 F Street, NE
Washington, DC  20549
Phone (202)551-8371
Osbornes@sec.gov

From: Osborne, Sonja

Good morning, Mr. Amarel.   Please see the attached corrected letter in reference to a FOIA request you submitted to the SEC on March 7, 2015.
Sincerely,
Sonja Osborne
FOIA Lead Research Specialist
Office of FOIA Services
U.S. Securities & Exchange Commission
100 F Street, NE
Washington, DC  20549
Phone (202) 551-8371
Osbornes@sec.gov

  • Freedom of Information Act (FOIA) Request Nos. 15-02251-FOIA and 15-02

From: Taylor Amarel

RE: Freedom of Information Act (FOIA), 5 U.S.C. § 552 Request No. 15-02251-FOIA

To whom this may concern,

In response to your recent communication, I am kindly requesting a 60 day extension to provide an appropriate response to address the issues of payment, as well as other items.

Thus, I am kindly requesting the deadline be extended by 60 days. It is my currently belief that 60 days should be sufficient to draft an appropriate response. In any case, this request is of important and will be continued to be pursued.

Should the deadline be missed, I will surely submit the same request again.

Sincerely Yours,
Taylor Scott Amarel

From: Osborne, Sonja

Mr. Amarel,

Your FOIA has already been administratively closed due to the missed deadline, but you can submit a new FOIA request at any time.

Thanks,

Sonja Osborne| FOIA Lead Research Specialist
U.S. Securities and Exchange Commission
100 F Street, N.E.
Washington, DC 20549
Office of FOIA/PA
Direct: 202.551.8371 | Email: Osbornes@sec.gov<mailto:Osbornes@sec.gov>

From: Taylor Amarel

To Whom It May Concern:

This is a request under the Freedom of Information Act. I hereby request the following records:

To whom this regards, I would like copies of all emails to and from the following individuals that contain any of the below keywords:

SEC Staff:
Jane Jarcho Named Head of SEC’s Investment Adviser/Investment Company Examination Program
David Glockner, director of the SEC’s Chicago regional office

Search Keywords
"cyber"
"cybersecurity"
"cyber security"
"security"
"hacked"
"account takeover"
"scottrade"
"ACH"
"ach"
"NACHA"
"credentials"
"two factor"
"two-factor"
"authentication"
"verisign"
"vendors and third parties"
"authentication procedures"
"logins"
"firewalls"

The requested documents will be made available to the general public free of charge as part of the public information service at MuckRock.com, and is not being made for commercial usage.

In the event that fees cannot be waived, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. I would prefer the request filled electronically, by e-mail attachment if available or CD-ROM if not.

Thank you in advance for your anticipated cooperation in this matter. I look forward to receiving your response to this request within 20 business days, as the statute requires.

Sincerely,

Taylor Amarel

From: Osborne, Sonja

Mr. Amarel,

We have provided you with a response to your FOIA request. Please feel free to contact me if you have any further questions.

Sonja Osborne| FOIA Lead Research Specialist
U.S. Securities and Exchange Commission
100 F Street, N.E.
Washington, DC 20549
Office of FOIA/PA
Direct: 202.551.8371 | Email: Osbornes@sec.gov<mailto:Osbornes@sec.gov>

From: Taylor Amarel

I would like to resubmit this request as stated in previous response.

To Whom It May Concern:

This is a request under the Freedom of Information Act. I hereby request the following records:

To whom this regards, I would like copies of all emails to and from the following individuals that contain any of the below keywords:

SEC Staff:
Jane Jarcho Named Head of SEC’s Investment Adviser/Investment Company Examination Program
David Glockner, director of the SEC’s Chicago regional office

Search Keywords
"cyber"
"cybersecurity"
"cyber security"
"security"
"hacked"
"account takeover"
"scottrade"
"ACH"
"ach"
"NACHA"
"credentials"
"two factor"
"two-factor"
"authentication"
"verisign"
"vendors and third parties"
"authentication procedures"
"logins"
"firewalls"

The requested documents will be made available to the general public free of charge as part of the public information service at MuckRock.com, and is not being made for commercial usage.

In the event that fees cannot be waived, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. I would prefer the request filled electronically, by e-mail attachment if available or CD-ROM if not.

Thank you in advance for your anticipated cooperation in this matter. I look forward to receiving your response to this request within 20 business days, as the statute requires.

Sincerely,

Taylor Amarel

From: Osborne, Sonja

Good morning Mr. Amarel,

By email dated March 10, 2015, our office advised you that your request had been divided into two separate requests. By letter dated April 15, 2015, we informed you that based on an electric search of emails for the timeframe January 1, 2012 to the present (dates confirmed in an email dated March 10, 2015, by you), we received 9,410 “hits” for 15-02251-FOIA , and 13,900 “hits” for 15-02252-FOIA. These totals represents an equal number of emails on which the key search terms were located.

Under the FOIA, as you are aware, you are considered a “Media” requester. As such, you are required to pay duplication fees at $.24 per page beyond the first hundred pages, in accordance with a fee schedule. Due to the large volume of records, we advised that if requested, we would process your request on our First-in, First-out [FIFO] track, which may take twenty-four months or more before we can begin to process your request.

Please advise if you are agreeing to be placed in our First-in, First-out [FIFO] track.

If you have any questions, please feel free to contact me at (202) 551-8371.

Thanks,
Sonja Osborne| FOIA Lead Research Specialist
U.S. Securities and Exchange Commission
100 F Street, N.E.
Washington, DC 20549
Office of FOIA/PA
Direct: 202.551.8371 | Email: Osbornes@sec.gov<mailto:Osbornes@sec.gov>

From: Taylor Amarel

RE: 15-02251-FOIA AND 15-02252-FOIA

Thank you.

I look forward to receiving the first 100 pages.

Be advised, that my attempted to obtain disclosure are for the purposes of improving the financial and regulatory systems.

Sincerely Yours,
Taylor Amarel

From: Taylor Amarel

RE: 15-02251-FOIA AND 15-02252-FOIA

Thank you.

I look forward to receiving the first 100 pages.

Be advised, that my attempted to obtain disclosure are for the purposes of improving the financial and regulatory systems.

Sincerely Yours,
Taylor Amarel

From: Taylor Amarel

RE: 15-02251-FOIA AND 15-02252-FOIA

In relation to the attached, please advise if this request will be completed within the 20 day timeframe. It is of imperative legal importance to obtain these documents ASAP.

Sincerely Yours,
Taylor Scott Amarel

From: Taylor Amarel

RE: 15-02251-FOIA AND 15-02252-FOIA

In relation to the attached, please advise if this request will be completed within the 20 day timeframe. It is of imperative legal importance to obtain these documents ASAP.

Sincerely Yours,
Taylor Scott Amarel

From: Osborne, Sonja

Good morning, Jeff. Mr. Amarel is asking for the status of the above referenced FOIA. Please give me a call when you can to discuss the status of the request.

Thanks,
Sonja Osborne| FOIA Lead Research Specialist
U.S. Securities and Exchange Commission
100 F Street, N.E.
Washington, DC 20549
Office of FOIA/PA
Direct: 202.551.8371 | Email: Osbornes@sec.gov<mailto:Osbornes@sec.gov>

From: Taylor Amarel

RE: 15-02251-FOIA AND 15-02252-FOIA

Please let me know if I should provide any clarification.

Also, be advised that the muckrock system for processing FOIA requests may not be able to handle very large or linked FOIA attachments. If you believe this to be the cause of any confusion I can provide alternative forms of disclosing the documents.

Sincerely Yours,
Taylor Scott AMarel

From: Osborne, Sonja

Jeff - Here’s the email that I spoke with you about a few minutes ago.

Sonja Osborne| FOIA Lead Research Specialist
U.S. Securities and Exchange Commission
100 F Street, N.E.
Washington, DC 20549
Office of FOIA/PA
Direct: 202.551.8371 | Email: Osbornes@sec.gov<mailto:Osbornes@sec.gov>

From: Osborne, Sonja

Good morning, Mr. Amarel. We are still consulting with other staff. As soon as we receive a response we will advise you of our findings.

Best,
Sonja Osborne| FOIA Lead Research Specialist
U.S. Securities and Exchange Commission
100 F Street, N.E.
Washington, DC 20549
Office of FOIA/PA
Direct: 202.551.8371 | Email: Osbornes@sec.gov<mailto:Osbornes@sec.gov>

From: Taylor Amarel

RE: 15-02251-FOIA AND 15-02252-FOIA

Please let me know if I should provide any clarification.

Also, be advised that the muckrock system for processing FOIA requests may not be able to handle very large or linked FOIA attachments. If you believe this to be the cause of any confusion I can provide alternative forms of disclosing the documents.

Sincerely Yours,
Taylor Scott AMarel

From: Taylor Amarel

TO:
United States Securities And Exchange Commission 100 F Street, NE
Washington, D.C. 20549
Office of Freedom of Information Act (FOIA) Services ATTN: FOIA Records Officer
FOIA Office: (202) 551­7900
Freedom Of Information Act Request

For the immediate attention and review of a FOIA Records Officer:

To whom this may concern,
Pursuant to the Freedom Of Information Act, I am hereby requesting copies of the following documents, as described immediately below:

1. I would like to obtain all training manuals that relate to Whistleblower confidentiality that are utilised within the Office Of The Whistleblower.

Further, pursuant to the Freedom of Information Act and United States Securities And Exchange Commission rules and regulations, as well as legal precedence, I am requesting the following:

1. A complete response be provided to me within 20 days of receipt of this letter.
2. Provide me with the documents and responses in electronic format to
this email to avoid copying or document reproduction costs.
3. According to SEC Agency/Docket Numbers: Release No. 34­75388 and File No.
S7­07­14, please do not bill me for any request where “where the costs of collecting and processing the fee are likely to equal or exceed the amount of the fee or where the requester has met the requirements for a statutory fee waiver.”
4. If the FOIA request is likely to exceed $80, please provide me with an estimate of the fees and give me the opportunity to reduce the scope of my request.

Sincerely Yours,

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