Analysis Regarding Ontario Securities Comission Rule on Crypto Custody

Sam Reynolds filed this request with the Securities and Exchange Commission of the United States of America.
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From: Sam Reynolds

To Whom It May Concern:

Pursuant to the Freedom of Information Act, I hereby request the following records:

Any emails/reports/powerpoint decks/briefings regarding internal SEC analysis of the Joint Canadian Securities Administration/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms

[Dates November 2019 - March 2020]

The requested documents will be made available to the general public, and this request is not being made for commercial purposes.

In the event that there are fees, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. I would prefer the request filled electronically, by e-mail attachment if available or CD-ROM if not.

Thank you in advance for your anticipated cooperation in this matter. I look forward to receiving your response to this request within 20 business days, as the statute requires.


Sam Reynolds

From: Securities and Exchange Commission

Dear Mr. Reynolds,

As a practice, we ask all requestors to agree to pay a minimum amount of $61.00, or to request a fee waiver, before the processing of any request for records can begin. If the fees will be greater than $61.00 the specialist assigned to your request will advise you of those fee changes.

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Please respond to this email so that we can assign your request for processing.

Thank you,

Office of FOIA Services
Securities and Exchange Commission
(202) 551-7900

From: Securities and Exchange Commission

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