Municipal investments and investment managers (City Clerk of Redwood City)

Beryl Lipton filed this request with the City Clerk of Redwood City of Redwood, CA .
Multi Request Municipal investments and investment managers


From: Beryl Lipton

To Whom It May Concern:

Pursuant to the California Public Records Act, I hereby request the following records:

• A list of all Investment Management firms, Public Equity managers, public fixed-income account managers, or similar stock, bond, securities, and investment managers or management firms responsible for holdings, trading, or other manipulations of assets held by this agency or any division thereof.

• A list of all asset holdings by this agency or any division thereof, including any associated departments or funds. Please include all available segregable data, including, but not limited to, the company, the associated call symbol, the number of shares, and the value of said shares.

• All reports or responsive materials related to pension funds and other long term investments

• All filings provided to the Securities and Exchange Commission related to investments and holdings for any division under the responsibility of this jurisdiction for the period from January 1, 2014 through August 31, 2018.

If further clarification is necessary, please feel free to be in touch. I can be reached in the MuckRock office at 617-299-1832.

The requested documents will be made available to the general public, and this request is not being made for commercial purposes.

In the event that there are fees, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. I would prefer the request filled electronically, by e-mail attachment if available or CD-ROM if not.

Thank you in advance for your anticipated cooperation in this matter. I look forward to receiving your response to this request within 10 calendar days, as the statute requires.


Beryl Lipton


Mr. Lipton,
Attached and below are records and responses to your August 28 PRA request.

1. PFM Asset Management LLC manages the City's investment portfolio.

2. Most recently approved by Council Investment Portfolio attached (March 30).

3. Section 115 Trust and CERBT OPEB Trust Reports Attached

4. No SEC filings related to RWC funds. Submissions related to debt issued by the Public Finance Authority (PFA), Community Facilities Districts (CFDs), and debt of the former Redevelopment Agency are available on line at EMMA MSRB, the US Securities and Exchange Commission designated repository for these documents. Disclosures for the current debt of PFAs, CFDs, and the former Redevelopment are also available on the City's investor webpage:


[cid:image007.jpg@01D44699.FBEA1670]Pamela Aguilar, CMC
City Clerk
City of Redwood City
Phone: (650) 780-7222<>

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