Municipal investments and investment managers (Pomona City Clerk)

Beryl Lipton filed this request with the Pomona City Clerk of Pomona, CA.
Multi Request Municipal investments and investment managers


From: Beryl Lipton

To Whom It May Concern:

Pursuant to the California Public Records Act, I hereby request the following records:

• A list of all Investment Management firms, Public Equity managers, public fixed-income account managers, or similar stock, bond, securities, and investment managers or management firms responsible for holdings, trading, or other manipulations of assets held by this agency or any division thereof.

• A list of all asset holdings by this agency or any division thereof, including any associated departments or funds. Please include all available segregable data, including, but not limited to, the company, the associated call symbol, the number of shares, and the value of said shares.

• All reports or responsive materials related to pension funds and other long term investments

• All filings provided to the Securities and Exchange Commission related to investments and holdings for any division under the responsibility of this jurisdiction for the period from January 1, 2014 through August 31, 2018.

If further clarification is necessary, please feel free to be in touch. I can be reached in the MuckRock office at 617-299-1832.

The requested documents will be made available to the general public, and this request is not being made for commercial purposes.

In the event that there are fees, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. I would prefer the request filled electronically, by e-mail attachment if available or CD-ROM if not.

Thank you in advance for your anticipated cooperation in this matter. I look forward to receiving your response to this request within 10 calendar days, as the statute requires.


Beryl Lipton

From: Pomona City Clerk

To whom it may concern,

This email and its attachment are the City of Pomona's (the "City") response to your Public Records Act request of August 21, 2018 wherein you requested "list of investment management firms..., list of asset holdings...,reports related to pension funds, filings provided to SEC related to investments and holdings from Jan 2014 thru August 2018."

Please confirm receipt of this email and verify that you are able to open and access the attached document. If you have any questions regarding this email, please do not hesitate to contact our office.


Karla Shipman
Deputy City Clerk
City of Pomona<>
(909) 620-2582