EAB financial aid optimization documents

Todd Feathers filed this request with the Ohio University of Ohio.

It is a clone of this request.

Status
Rejected

Communications

From: Todd Feathers

To Whom It May Concern:

Pursuant to the Ohio Open Records Law, I hereby request the following records:

1) All financial aid descriptive analyses performed by EAB and provided to the university as described on page 46 of the attached contract for EAB's financial aid optimization services.

2) All aggregated data analysis reports or documents provided to the university by EAB as described on page 49 of the attached contract.

3) Documentation of the financial aid optimization statistical model built for the university by EAB, described on page 46 of the attached contract. This should include any documents describing the variables incorporated into the model(s) and how those variables are weighted, the model(s)' accuracy metrics (such as AUC), the model(s)' parameters, the machine learning techniques employed, and any validation or disparate impact analyses performed.

4) A de-identified copy of the admissions and financial aid data the university provided to EAB in order for EAB to design its financial aid optimization model, as described on page 46 of the attached contract. Please note, I am not asking for any personally identifiable information about students. Rather, I'm asking for a copy of the dataset that excludes identifiable information such as student names and street addresses. This can easily be done by removing those columns from the spreadsheet.

I ask that all fees be waived as I am a journalist and intend to use the requested records to publish articles in the public interest. In the event you choose to impose fees, I request a detailed breakdown of the fees, including the hourly wage of each employee involved and an explanation justifying the employee hours required to fulfill the request.

Should you choose to reject this request or redact portions of it, I ask that you provide a detailed breakdown of the statutory exemptions and associated case law underlying your decision to withhold each/any portions from public review.

The requested documents will be made available to the general public, and this request is not being made for commercial purposes.

In the event that there are fees, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. I would prefer the request filled electronically, by e-mail attachment if available or CD-ROM if not.

Thank you in advance for your anticipated cooperation in this matter. I look forward to receiving your response to this request within 10 business days.

Sincerely,

Todd Feathers

From: Todd Feathers

Hello,

I'm following up to confirm that you've received this request. Thank you!

Todd

From: Todd Feathers

Hello Shelly,

I'm following up on my public records request (copied below), which I submitted on Dec. 7. I think it may have gone to the wrong person, so I just want to make sure you folks have it and are processing it.

Thank you!

----

To Whom It May Concern:

Pursuant to the Ohio Open Records Law, I hereby request the following records:

1) All financial aid descriptive analyses performed by EAB and provided to the university as described on page 46 of the attached contract for EAB's financial aid optimization services.

2) All aggregated data analysis reports or documents provided to the university by EAB as described on page 49 of the attached contract.

3) Documentation of the financial aid optimization statistical model built for the university by EAB, described on page 46 of the attached contract. This should include any documents describing the variables incorporated into the model(s) and how those variables are weighted, the model(s)' accuracy metrics (such as AUC), the model(s)' parameters, the machine learning techniques employed, and any validation or disparate impact analyses performed.

4) A de-identified copy of the admissions and financial aid data the university provided to EAB in order for EAB to design its financial aid optimization model, as described on page 46 of the attached contract. Please note, I am not asking for any personally identifiable information about students. Rather, I'm asking for a copy of the dataset that excludes identifiable information such as student names and street addresses. This can easily be done by removing those columns from the spreadsheet.

I ask that all fees be waived as I am a journalist and intend to use the requested records to publish articles in the public interest. In the event you choose to impose fees, I request a detailed breakdown of the fees, including the hourly wage of each employee involved and an explanation justifying the employee hours required to fulfill the request.

Should you choose to reject this request or redact portions of it, I ask that you provide a detailed breakdown of the statutory exemptions and associated case law underlying your decision to withhold each/any portions from public review.

The requested documents will be made available to the general public, and this request is not being made for commercial purposes.

In the event that there are fees, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. I would prefer the request filled electronically, by e-mail attachment if available or CD-ROM if not.

Thank you in advance for your anticipated cooperation in this matter. I look forward to receiving your response to this request within 10 business days.

Sincerely,

Todd Feathers

From: Ohio University

Hello Todd,

Please be advised that we’ve not previously received this request.

This email serves to acknowledge this office’s receipt of your Public Records Request dated January 13, 2022. Your request is being reviewed by this office and we will strive to produce records that are responsive to your request within a reasonable amount of time. The response time is dependent upon the clarity of the request and whether we have a legal obligation to redact information that is protected by state or federal law.

If you have questions or concerns, please reply to beans1@ohio.edu<mailto:beans1@ohio.edu> and reference file number PR-5002.

Sincerely,

Shelly Bean
Paralegal

Ohio University
Office of Legal Affairs
1 Ohio University
19 East Circle Drive
Building 18, Suite 383
Athens, Ohio 45701

From: Ohio University

Good afternoon:

Thank you for your inquiry. Our response time is dependent upon the number of requests in our que. Requests that are voluminous and or require extensive legal review may take longer to respond to than a request for records that are readily available. We are working on your request and anticipate forwarding our response to you at our very earliest opportunity.

Sincerely,

Shelly Bean
Paralegal

Ohio University
Office of Legal Affairs
1 Ohio University
19 East Circle Drive
Building 18, Suite 383
Athens, Ohio 45701

From: Ohio University

Good afternoon,

Your requested the following:

1. All financial aid descriptive analyses performed by EAB and provided to the university as described on page 46 of the attached contract for EAB's financial aid optimization services.
2. All aggregated data analysis reports or documents provided to the university by EAB as described on page 49 of the attached contract.
3. Documentation of the financial aid optimization statistical model built for the university by EAB, described on page 46 of the attached contract. This should include any documents describing the variables incorporated into the model(s) and how those variables are weighted, the model(s)' accuracy metrics (such as AUC), the model(s)' parameters, the machine learning techniques employed, and any validation or disparate impact analyses performed.
4. A de-identified copy of the admissions and financial aid data the university provided to EAB in order for EAB to design its financial aid optimization model, as described on page 46 of the attached contract. Please note, I am not asking for any personally identifiable information about students. Rather, I'm asking for a copy of the dataset that excludes identifiable information such as student names and street addresses. This can easily be done by removing those columns from the spreadsheet.
We believe that the requested materials contain trade secrets and/or other proprietary information. See R.C. 1333.61(D). Accordingly, we are unable to provide any records in response to your request.

Sincerely,

Shelly Bean
Paralegal

Ohio University
Office of Legal Affairs
1 Ohio University
19 East Circle Drive
Building 18, Suite 383
Athens, Ohio 45701

From: Todd Feathers

Hello Shelly,

Thank you very much for your help with this request.

The presence of potentially exempt information in a document does not preclude the entire record from disclosure. Even if the requested records do contain exempt information, the records custodian must still produce the documents with the minimal possible redactions. Records custodians are also "required to give the requester an explanation, including legal authority, for each denial," as explained by the Attorney General's Sunshine Laws Manual (https://www.ohioattorneygeneral.gov/Files/Publications-Files/Publications-for-Legal/Sunshine-Laws-Publications/2021-Sunshine-Manual.aspx).

As stated in my original request, I ask that if you intend to withhold documents responsive my request, in whole or in part, that you provide the statutorily required explanation and legal justification for the denial or redactions. Your assertion that "We believe that the requested materials contain trade secrets and/or other proprietary information" does not constitute an explanation for the legal authority under which you are seeking to withhold these records. Specifically, you have not offered any evidence that the records in question meet either of the two tests required for information to be designated a "trade secret" under R.C. 1333.61(D).

I'd be happy to discuss this request over the phone if it's helpful.

Thank you again,
Todd

From: Ohio University

Dear Mr. Feathers:

Thank you for your email of February 3rd. As indicated in our initial response to your request, the sought-after records constitute trade secrets under O.R.C. § 1333.61(D). In evaluating whether specific records fall under the definition of “trade secrets,” the Ohio Supreme Court considers: (1) the extent to which the information is known outside of the business; (2) the extent to which the information is known to those inside the business; (3) precautions taken by the holder of the trade secret to guard the secrecy of the information; (4) the savings effected and the value to the holder in having the information, as against competitors; (5) the amount of effort or money expended in obtaining and developing the information; and (6) the amount of time and expense it would take for others to acquire and duplicate the information. State ex rel. Besser v. Ohio State Univ., 732 N.E.2d 373, 399-400 (2000).

Ohio University competes with other institutions to attract bright and talented student-applicants. In doing so, we leverage financial aid as a tool to enhance our appeal to applicants and bolster enrollment. Given this context, disclosure of records regarding financial aid analysis would put Ohio University at a competitive disadvantage with its peer-institutions. Accordingly, such records are substantially valuable, and access to them is limited both internally and externally. The sensitive nature of these records, combined with the fact that access to them is limited, brings the sought-after records within the definition of “trade secrets” as stated in O.R.C. § 1333.61(D). Since your request seeks information that constitutes a trade secret, which would require redaction, we cannot fulfill your request.

Thank you,

Shelly Bean
Paralegal

Ohio University
Office of Legal Affairs
1 Ohio University
19 East Circle Drive
Building 18, Suite 383
Athens, Ohio 45701

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