Municipal investments and investment managers (Northfield City Clerk)

Beryl Lipton filed this request with the Northfield City Clerk of Northfield, MN.
Multi Request Municipal investments and investment managers


From: Beryl Lipton

To Whom It May Concern:

Pursuant to the Minnesota Government Data Practices Act, I hereby request the following records:

• A list of all Investment Management firms, Public Equity managers, public fixed-income account managers, or similar stock, bond, securities, and investment managers or management firms responsible for holdings, trading, or other manipulations of assets held by this agency or any division thereof.

• A list of all asset holdings by this agency or any division thereof, including any associated departments or funds. Please include all available segregable data, including, but not limited to, the company, the associated call symbol, the number of shares, and the value of said shares.

• All reports or responsive materials related to pension funds and other long term investments

• All filings provided to the Securities and Exchange Commission related to investments and holdings for any division under the responsibility of this jurisdiction for the period from January 1, 2014 through August 31, 2018.

If further clarification is necessary, please feel free to be in touch. I can be reached in the MuckRock office at 617-299-1832.

The requested documents will be made available to the general public, and this request is not being made for commercial purposes.

In the event that there are fees, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. I would prefer the request filled electronically, by e-mail attachment if available or CD-ROM if not.

Thank you in advance for your anticipated cooperation in this matter. I look forward to receiving your response to this request within 10 business days.


Beryl Lipton

From: Northfield City Clerk

Please follow link for City of Northfield financial documents requested.

City of Northfield
Finance Department
801 Washington St.
Northfield, MN 55057

From: Northfield City Clerk

From: Brenda Angelstad
Sent: Tuesday, September 18, 2018 11:31 AM
To: '' <>
Cc: Deb Little <>
Subject: Minnesota Government Data Practices Act: Municipal Investments and investment managers

Please find the following sources of information regarding your request dated August 20, 2018.

* The City works with the following firms; PMA Financial Network, Inc., PFM Asset Management, LLC. And US Bank.

* The City's annual audit (the Combined Annual Financial Report, or CAFR) is available online at This report includes summary information on assets and includes Notes 3 (Detailed Notes on all Funds) and Note 4 (Defined Benefit Pension Plans - Statewide).

If further clarification is needed, please contact our office.

Brenda Angelstad
Finance Director
801 Washington Street
Northfield, MN 55057
(507) 645-3016