New York PDMP Data Request

HIJ Action Lab filed this request with the New York State Department of Health of New York.
Tracking #

19-09-182

Est. Completion None
Status
No Responsive Documents

Communications

From: HIJ Action Lab

To Whom it May Concern,

Northeastern University’s School of Social Justice and Health Equity is interested in the state’s prescription monitoring program, the Internet System for Tracking Over-Prescribing (I-STOP). Specifically, we want to learn more about law enforcement access to the database, the use of an algorithm that produces a risk assessment score to analyze its contents, and the data access and retention rules governing the system. We understand the algorithm was produced by the corporation Appriss Health.

In order to permit the public to understand how the New York State Department of Health is using the I-STOP and how it impacts public health and civil liberties in New York, Northeastern University’s Health in Justice Action Lab is making this request under the New York Freedom of Information Law, N.Y. Pub. Off. Law sec. 84 et seq., for the following records:

1. Any and all records reflecting an agreement for purchase, acquisition, or licensing of, or permission to use, test, or evaluate Appriss’s systems or services, including any product or service offered;

2. Any and all memoranda of understanding between the New York State Department of Health and any outside entity regarding the I-STOP.

3. Any and all records including information about the algorithm that determines risk scores in the I-STOP, including but not limited to its source code, developer documentation, and operator manuals (e.g. NarxScore, Overdose Risk Score);

4. Any and all research, technical reports, or internal audits that define and/or evaluate the I-STOP effectiveness or performance;

5. Any and all research, technical reports, or internal audits that evaluate the Appriss risk assessment tool’s effectiveness or performance

6. Any document containing a full list of the data fields in the I-STOP;

7. Any and all records of de-identified red flag algorithm outputs (e.g. provider red flag, pharmacy red flag, 40 MED red flag) and patient behavioral red flags (e.g., anxious patient demeanor, distance between prescriber and dispenser) with prescriber/dispenser training documentation on how to address the red flags;

8. Any record showing the number of patients in the I-STOP by quarter and year (2006-present);

9. Any record showing the number of prescribers and pharmacists in the I-STOP by quarter and year (2006-present);

10. Any and all records containing New York State Department of Health analysis of whether and/or how the I-STOP has impacted public health in New York (e.g. decrease or increase in overdose rates, “doctor shopping,” prescribing volume, etc.) over time;

11. Any and all records 2006-present of notification to law enforcement about information in the I-STOP Medical Review Group or other channels, including but not limited to how many times law enforcement agencies have been notified about information in the I-STOP, and which agencies have been notified;

12. Any and all internal policy, memoranda, and/or training documentation describing how entities outside of New York State Department of Health, including law enforcement, may obtain access to information in the I-STOP, including but not limited to the rules, regulations, and procedures of the Medical Review Group;

13. The legal authorization for sharing I-STOP information with the law enforcement entities; and

14. Any and all records showing how often law enforcement entities or individuals have requested information or records from the I-STOP, or made electronic queries of the system, including but not limited to what types of information or records have been requested, which agencies have made the requests, the percent of requests that were accepted versus denied, temporal trends, the form of the request (e.g. subpoena, warrant, etc.), and whether the requests were granted or denied.

Because this request involves a matter of public concern and because it is made on behalf of a nonprofit organization, we ask that you waive any fees. If you decide not to waive fees, we request that you permit us to examine, at our election, the responsive documents before deciding which portions to transmit. We prefer the documents in electronic format.
Should you determine that some portion of the documents requested are exempt from disclosure, please release any reasonably segregable portions that are not exempt. In addition, please note the applicable statutory exemption and explain why it applies to the redacted portions. As you know, a custodian of public records shall comply with a request within five days after receipt.

Thank you for your assistance. We look forward to your response.

Sincerely,
Sarah Seymour

From: New York State Department of Health

Good Afternoon,

Please see the attached concerning your FOIL request.

Thank you,

Records Access Office

New York State Department of Health
2364 Corning Tower
Albany, NY 12237

P (518) 474-8734 | F (518) 486-9144

From: HIJ Action Lab

Hi,

Thank you and looking forward to hearing from your department in regards to our request.

Best,

HIJ Action Lab

From: HIJ Action Lab

Hi,

Thank you and looking forward to hearing from your department in regards to our request.

Best,

HIJ Action Lab

From: New York State Department of Health

Dear Ms. Seymour -

Thank you for your e-mail.

The Records Access Office acknowledged receipt of your Freedom of Information Law (FOIL) request by letter dated September 13, 2019, a copy of which is attached. Please note your FOIL request was assigned a number - #19-09-182.

As stated in the letter, a determination as to whether your request is granted or denied will be reached in approximately 20 business days; we will notify you in writing if additional time is needed. Accordingly, the next communication you will receive from us regarding your FOIL request will be on or before October 11, 2019.

Very truly yours –

Rosemarie Hewig, Esq.
Associate Counsel / Records Access Officer
NYS Department of Health
Division of Legal Affairs
Corning Tower, Room 2354
Albany NY 12237-0026
Phone: 518-474-8734

[state]

From: New York State Department of Health

Good Afternoon,

Attached you will find the NYS Department of Health's Extension letter for the above referenced matter.

Thank you

Records Access Office
New York State Department of Health
Corning Tower, Rm 2364

From: New York State Department of Health

Good Morning,

Attached is the last extension letter this Office sent to you on October 11, 2019. Please note, the letter states the Department will notify you on or before December 18, 2019 as to whether the response materials are available for release or if additional time is needed to complete your request. Therefore, you will receive a response on or before December 18, 2019.

Records Access Office
New York State Department of Health
2364 Corning Tower, Albany, NY 12237
(518) 474-8734 | Fax (518) 486-9144
foil@health.ny.gov<mailto:foil@health.ny.gov>

From: New York State Department of Health

Good Morning,

The Department of Health (DOH) is currently processing your request. We apologize for the delay. This Office receives 400 to 500 FOIL requests per month. In response to any FOIL request, this Office performs a diligent search for responsive documents. All potentially responsive records are reviewed for responsiveness, FOIL exemptions and legal privileges. This can be time-consuming. Please be assured we are processing your request as quickly and efficiently as possible. A response to your FOIL request will be forthcoming as soon as the process is complete. Thank you for your patience
Regards,

Records Access Office
New York State Department of Health
Corning Tower, Rm 2364
Albany, NY 12237
P: (518) 474-8734
F: (518) 486-9144
Email: foil@health.ny.gov<mailto:foil@health.ny.gov>

From: New York State Department of Health

Good Morning,

As our office emailed to you on October 28, 2019:

Attached is the last extension letter this Office sent to you on October 11, 2019. Please note, the letter states the Department will notify you on or before December 18, 2019 as to whether the response materials are available for release or if additional time is needed to complete your request. Therefore, you will receive a response on or before December 18, 2019.

Records Access Office
New York State Department of Health
2364 Corning Tower, Albany, NY 12237
(518) 474-8734 | Fax (518) 486-9144
foil@health.ny.gov<mailto:foil@health.ny.gov<mailto:foil@health.ny.gov%3cmailto:foil@health.ny.gov>>

From: New York State Department of Health

Good Afternoon:

Please find attached correspondence from the New York State Department of Health in regards to the above-referenced FOIL request.
Regards,

Records Access Office
New York State Department of Health
Corning Tower, Rm 2364
Albany, NY 12237
P: (518) 474-8734
F: (518) 486-9144
Email: foil@health.ny.gov<mailto:foil@health.ny.gov>

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