Child welfare predictive analytics systems

Todd Feathers filed this request with the Indiana Department of Child Services of Indiana.

It is a clone of this request.

Status
Completed

Communications

From: Todd Feathers

To Whom It May Concern:

Pursuant to the Indiana Access to Public Records Act, I hereby request the following records:

1) Contracts with any company, nonprofit, or other entity that currently provides software to the department that includes predictive analytics models for child welfare (i.e., models designed to identify home placement risk, abuse risk, human trafficking risk, etc.). This should include contracts for CCWIS or comparable systems that include predictive models as well as project descriptions for any models created in-house.

2) Data dictionaries for all child welfare predictive models used by the department, including those provided by outside entities as well as in-house models. Data dictionaries are documents commonly created for predictive models and databases. They describe the categories of data that are inputs (age, gender, etc.) and outputs (risk level, etc.) of predictive models. They are equivalent to headers on a spreadsheet, and do not include actual data.

3) A list of all memorandums of understanding (MOUs) and/or data sharing agreements with state or local agencies for the provision of data that is incorporated into the department's child welfare predictive models. Should the department not maintain a list of these MOUs, I will accept copies of the MOUs themselves.

4) Any differential impact assessments, validation studies, or comparable documents that describe the accuracy of child welfare predictive models used by the department. This should include any documents that describe common measures of predictive accuracy, such as area under the curve (AUC).

5) All department policies, employee manuals, and guidelines describing how employees can and/or should use child welfare predictive models.

6) All governance board, committee, or outside expert reviews assessing the efficacy of the department's proposed or current child welfare predictive models.

Should you have questions regarding any aspect of this request, please don't hesitate to contact me.

I ask that all fees be waived as I am a journalist and intend to use the requested records to publish articles in the public interest. In the event you choose to impose fees, I request a detailed breakdown of the fees, including the hourly wage of each employ involved and an explanation justifying the employee hours required to fulfill the request.

Should you choose to reject this request or redact portions of it, I ask that you provide a detailed breakdown of the statutory exemptions and associated case law underlying your decision to withhold each/any portions from public review.

I would prefer the request be filled electronically, by e-mail attachment if available or CD-ROM if not.

Thank you very much for your help, and I look forward to receiving your response to this request within 7 business days, as the statute requires.

Sincerely,

Todd Feathers

From: Indiana Department of Child Services

Thank you for your recent records request to the Department of Child Services. Attached, please find our response to your request. If you have any questions, please contact us.

DCS Central Office, Records Division
Indiana Department of Child Services
302 W. Washington Street, Room E306
Indianapolis, IN 46204
Phone: 317-234-2698
Fax: 317-234-4497
DCSPublic.RecordsRequest@dcs.in.gov<mailto:DCSPublic.RecordsRequest@dcs.in.gov>
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CONFIDENTIALITY NOTICE: This e-mail, including attachments, is for the sole use of the intended recipient(s) and may contain confidential and privileged information or otherwise be protected by law. Any unauthorized review, use, disclosure or distribution is prohibited. If you are not the intended recipient, please contact the sender, and destroy all copies and the original message.

From: Todd Feathers

Hello,

Here is my revised request.

Please note: This request applies to predictive systems that are currently being used by the department. As such, it should be a straightforward task for the department to identify the relevant software/systems. Please don't hesitate to call me for further clarification if the department cannot identify the software/systems it uses.

1) Contracts with companies, nonprofits, or other entities that currently provide software to the department that includes predictive analytics models for child welfare (i.e., models designed to identify home placement risk, abuse risk, human trafficking risk, etc.). This should include contracts for CCWIS or comparable systems that include predictive models as well as project descriptions for any models created in-house.

2) Data dictionaries for the child welfare predictive models currently used by the department, including those provided by outside entities as well as in-house models. Data dictionaries are documents commonly created for predictive models and databases. They describe the categories of data that are inputs (age, gender, etc.) and outputs (risk level, etc.) of predictive models. They are equivalent to headers on a spreadsheet, and do not include actual data.

3) Memorandums of understanding (MOUs) and/or data sharing agreements with state or local agencies for the provision of data that is incorporated into the department's current child welfare predictive models. Should the department not maintain a list of these MOUs, I will accept copies of the MOUs themselves.

4) Differential impact assessments, validation studies, or comparable documents that describe the accuracy of child welfare predictive models currently used by the department. This should include documents that describe common measures of predictive accuracy, such as area under the curve (AUC).

5) Department policies, employee manuals, and guidelines describing how employees can and/or should use the department's child welfare predictive models.

6) Governance board, committee, or outside expert reviews assessing the efficacy of the department's current child welfare predictive models.

From: Todd Feathers

Hello,

I'd like to follow up on this request. Please confirm that you are processing it and provide me with an estimated date of completion.

Thank you,
Todd

From: Indiana Department of Child Services

Thank you for your recent email to the Department of Child Services. First of all, our apologies in the delay in responding. Your recent emails have been blocked by our spam filters. Can you please let us know what information that you are missing from your request?
Here is a link to our public contract portal where you would be able to find contracts and MOU's as they are maintained by the Indiana Department of Administration, not DCS. The rest of the information requested is deliberative and not subject to a public records request.

https://secure.in.gov/apps/idoa/contractsearch/
.

DCS Central Office Records Division
302 W. Washington St, E306, MS47
Indianapolis, IN 46204
Phone 317-234-2698
Fax 317-234-4497
Indiana children will live in safe, healthy and supportive families and communities.

If you are reporting abuse or neglect, please call 1-800-800-5556.

CONFIDENTIALITY NOTICE: This e-mail, including attachments, is for the sole use of the intended recipient(s) and may contain confidential and privileged information or otherwise be protected by law. Any unauthorized review, use, disclosure or distribution is prohibited. If you are not the intended recipient, please contact the sender, and destroy all copies and the original message.

From: Todd Feathers

Hello,

Thank you for your response.

If you intend to reject the other aspects of my request, I ask that you provide a full rejection letter citing the statutory exemptions or case law upon which you're basing your decisions. Data dictionaries, policy manuals, disparate impact reports—none of that is remotely deliberative.

Todd

From: Indiana Department of Child Services

Mr. Feathers,
Thank you for your recent email to the Department of Child Services. We are pulling the information you have requested and should have it to you by next week. Thank you for your patience.

DCS Central Office Records Division
302 W. Washington St, E306, MS47
Indianapolis, IN 46204
Phone 317-234-2698
Fax 317-234-4497
Indiana children will live in safe, healthy and supportive families and communities.

If you are reporting abuse or neglect, please call 1-800-800-5556.

CONFIDENTIALITY NOTICE: This e-mail, including attachments, is for the sole use of the intended recipient(s) and may contain confidential and privileged information or otherwise be protected by law. Any unauthorized review, use, disclosure or distribution is prohibited. If you are not the intended recipient, please contact the sender, and destroy all copies and the original message.

From: Indiana Department of Child Services

Mr. Feathers,
Thank you for your recent email to the Department of Child Services. Attached, please find our response to your request.

DCS Central Office Records Division
302 W. Washington St, E306, MS47
Indianapolis, IN 46204
Phone 317-234-2698
Fax 317-234-4497
Indiana children will live in safe, healthy and supportive families and communities.

If you are reporting abuse or neglect, please call 1-800-800-5556.

CONFIDENTIALITY NOTICE: This e-mail, including attachments, is for the sole use of the intended recipient(s) and may contain confidential and privileged information or otherwise be protected by law. Any unauthorized review, use, disclosure or distribution is prohibited. If you are not the intended recipient, please contact the sender, and destroy all copies and the original message.

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