Municipal investments and investment managers (City of Mountain View)
| Multi Request | Municipal investments and investment managers |
| Submitted | Aug. 20, 2018 |
| Est. Completion | None |
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Communications
From: Beryl Lipton
To Whom It May Concern:
Pursuant to the California Public Records Act, I hereby request the following records:
• A list of all Investment Management firms, Public Equity managers, public fixed-income account managers, or similar stock, bond, securities, and investment managers or management firms responsible for holdings, trading, or other manipulations of assets held by this agency or any division thereof.
• A list of all asset holdings by this agency or any division thereof, including any associated departments or funds. Please include all available segregable data, including, but not limited to, the company, the associated call symbol, the number of shares, and the value of said shares.
• All reports or responsive materials related to pension funds and other long term investments
• All filings provided to the Securities and Exchange Commission related to investments and holdings for any division under the responsibility of this jurisdiction for the period from January 1, 2014 through August 31, 2018.
If further clarification is necessary, please feel free to be in touch. I can be reached in the MuckRock office at 617-299-1832.
The requested documents will be made available to the general public, and this request is not being made for commercial purposes.
In the event that there are fees, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. I would prefer the request filled electronically, by e-mail attachment if available or CD-ROM if not.
Thank you in advance for your anticipated cooperation in this matter. I look forward to receiving your response to this request within 10 calendar days, as the statute requires.
Sincerely,
Beryl Lipton
From: City of Mountain View
Good morning Beryl Lipton,
This is a timely response to your Public Records Act request received by the City Clerk.
The City of Mountain View uses Chandler Asset Management for investment management. They manage the Corporate Note investments.
A list of all holdings can be found on the City’s website at https://www.mountainview.gov/depts/fasd/treasury/investments.asp
Regarding your request for all reports or responsive materials related to pension funds and other long term investments, please confirm whether you are requesting actuarial reports for CalPERS and Retirees’ Health (both of which are held in Trusts and the City does not hold or invest funds).
In response to your request for all filings provided to the Securities and Exchange Commission related to investments and holdings for any division under the responsibility of this jurisdiction for the period from January 1, 2014 through August 31, 2018, there are no responsive records.
Thank you,
Margarita Herrera
City Council & City Clerk’s Office
500 Castro Street
Mountain View, CA 94039
Phone: (650) 903-6641
eFax: (650) 963-3136
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