Municipal investments and investment managers (Concord City Clerk)
| Multi Request | Municipal investments and investment managers |
| Submitted | Aug. 20, 2018 |
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Communications
From: Beryl Lipton
To Whom It May Concern:
Pursuant to the North Carolina Public Records Law, I hereby request the following records:
• A list of all Investment Management firms, Public Equity managers, public fixed-income account managers, or similar stock, bond, securities, and investment managers or management firms responsible for holdings, trading, or other manipulations of assets held by this agency or any division thereof.
• A list of all asset holdings by this agency or any division thereof, including any associated departments or funds. Please include all available segregable data, including, but not limited to, the company, the associated call symbol, the number of shares, and the value of said shares.
• All reports or responsive materials related to pension funds and other long term investments
• All filings provided to the Securities and Exchange Commission related to investments and holdings for any division under the responsibility of this jurisdiction for the period from January 1, 2014 through August 31, 2018.
If further clarification is necessary, please feel free to be in touch. I can be reached in the MuckRock office at 617-299-1832.
The requested documents will be made available to the general public, and this request is not being made for commercial purposes.
In the event that there are fees, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. I would prefer the request filled electronically, by e-mail attachment if available or CD-ROM if not.
Thank you in advance for your anticipated cooperation in this matter. I look forward to receiving your response to this request within 10 business days.
Sincerely,
Beryl Lipton
From: Concord City Clerk
See comments below in blue.
August 22, 2018
To Whom It May Concern:
Pursuant to the North Carolina Public Records Law, I hereby request the following records:
* A list of all Investment Management firms, Public Equity managers, public fixed-income account managers, or similar stock, bond, securities, and investment managers or management firms responsible for holdings, trading, or other manipulations of assets held by this agency or any division thereof. The City works with C2 Investment group as a financial advisor but all investment decisions are under the authority of the City . Wells Fargo handles safekeeping. The City makes all decisions regarding the investments of City funds. We utilize many different brokers when we decide to invest funds. The City follows GS 159-30 when investing City funds and also works under the City's Council approved investment policy.
* A list of all asset holdings by this agency or any division thereof, including any associated departments or funds. Please include all available segregable data, including, but not limited to, the company, the associated call symbol, the number of shares, and the value of said shares. City's investment report attached.
* All reports or responsive materials related to pension funds and other long term investments Pension activity and reports are found in the City's CAFR which you may access on the City's internet, under the Finance page. https://www.concordnc.gov/Departments/Finance I have also attached the last OPEB performance reports last received from the State of NC.
* All filings provided to the Securities and Exchange Commission related to investments and holdings for any division under the responsibility of this jurisdiction for the period from January 1, 2014 through August 31, 2018. Attached
If further clarification is necessary, please feel free to be in touch. I can be reached in the MuckRock office at 617-299-1832.
The requested documents will be made available to the general public, and this request is not being made for commercial purposes.
In the event that there are fees, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. I would prefer the request filled electronically, by e-mail attachment if available or CD-ROM if not.
Thank you in advance for your anticipated cooperation in this matter. I look forward to receiving your response to this request within 10 business days.
Sincerely,
Beryl Lipton
Filed via MuckRock.com
Pam Hinson
City of Concord, Finance Department
PO Box 308
35 Cabarrus Avenue West
Concord, NC 28026
704-920-5220 Phone
704-577-2616 Cell
hinsonp@concordnc.gov<mailto:hinsonp@concordnc.gov>
www.concordnc.gov<http://www.concordnc.gov/>
Pursuant to North Carolina General Statutes Chapter 132, Public Records,this electronic mail message and any attachments hereto, as well as any electronic mail message(s) that may be sent in response to it may be considered public record and as such are subject to request and review by anyone at any time.
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US Fixed Income 2Q2018 commentary_NCAGG
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